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Self-Certified Sophisticated Statement
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Please confirm whether you qualify as a self-certified sophisticated investor on the basis that A, B, C or D apply to you. In the
last two years
have you:
A) Worked in private equity or in the provision of finance for small and medium enterprises
Selector: A) Statement
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No
Yes
If yes, what was the name of the business or organization?
B) Been the director of a company with an annual turnover of at least £1 million?
Selector: B) Statement
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No
Yes
If yes, what was the name of the company?
C) Made two or more investments in an unlisted company
Selector: C) Statement
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No
Yes
If yes, how many investments in unlisted companies have you made in the last two years?
D) Been a member of a network or syndicate of business angels for more than six months
Selector: D) Statement
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No
Yes
If yes, what is the name of the syndicate?
E) None of these apply to me
E) None of these apply to me
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No
Yes
I/We accept that I/We can lose my property and other assets from making investment decisions based on financial promotions.
I/We am/are aware that it is open to me/us to seek advice from someone who specialises in advising on investments.
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